Legal DNA of Markets: A Capital Markets Law Primer
Quinten J. Tenley
This audiobook is narrated by a digital voice.
Meet your essential companion in understanding the complex world of capital markets law. "Legal DNA of Markets: A Capital Markets Law Primer" delivers a masterful analysis of the regulatory frameworks that govern modern financial markets.
This authoritative examination breaks down intricate legal concepts into clear, actionable insights. From securities registration to market manipulation prevention, from investment professional obligations to emerging regulatory challenges, this book provides a thorough understanding of the legal principles that shape market operations.
Drawing on real-world examples and practical applications, this comprehensive work illuminates the sophisticated interplay between law, technology, and market dynamics. Whether you're a legal professional, market participant, compliance officer, or student, you'll gain valuable insights into the mechanisms that maintain market integrity and protect investor interests.
What you will find in this book:
Duration - 4h 33m.
Author - Quinten J. Tenley.
Narrator - Digital Voice Marcus G.
Published Date - Tuesday, 21 January 2025.
Copyright - © 2024 Quinten J. Tenley ©.
Location:
United States
Description:
This audiobook is narrated by a digital voice. Meet your essential companion in understanding the complex world of capital markets law. "Legal DNA of Markets: A Capital Markets Law Primer" delivers a masterful analysis of the regulatory frameworks that govern modern financial markets. This authoritative examination breaks down intricate legal concepts into clear, actionable insights. From securities registration to market manipulation prevention, from investment professional obligations to emerging regulatory challenges, this book provides a thorough understanding of the legal principles that shape market operations. Drawing on real-world examples and practical applications, this comprehensive work illuminates the sophisticated interplay between law, technology, and market dynamics. Whether you're a legal professional, market participant, compliance officer, or student, you'll gain valuable insights into the mechanisms that maintain market integrity and protect investor interests. What you will find in this book: Duration - 4h 33m. Author - Quinten J. Tenley. Narrator - Digital Voice Marcus G. Published Date - Tuesday, 21 January 2025. Copyright - © 2024 Quinten J. Tenley ©.
Language:
English
Legal DNA of Markets: A Capital Markets Law Primer
Duration:00:00:09
Introduction
Duration:00:06:56
1.The Architecture of Capital Markets
Duration:00:25:50
2.Securities Registration and Disclosure
Duration:00:25:32
3.Market Manipulation and Fraud
Duration:00:25:47
4.Investment Professional Obligations
Duration:00:25:59
5.Trading Rules and Market Operations
Duration:00:24:50
6.Investment Company Regulations
Duration:00:24:32
7.International Securities Regulations
Duration:00:27:05
8.Enforcement and Compliance
Duration:00:25:59
9.Market Technology and Cybersecurity
Duration:00:25:23
10.Emerging Market Issues
Duration:00:28:07
Conclusion
Duration:00:07:19