
The Insider's Guide to Securities Law
Josh Luberisse
This audiobook is narrated by a digital voice.
Navigate the intricate world of private equity and venture capital with "The Insider's Guide to Securities Law: Navigating the Intricacies of Public and Private Offerings." This comprehensive guidebook illuminates the complexities of the industry, serving as an essential resource for legal practitioners, investment professionals, and entrepreneurs alike.
Venture into the fascinating domain of fund formation, understand the roles of limited and general partners, and uncover the strategic aspects of tax structuring. Get acquainted with the key regulatory authorities overseeing the industry, including the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the Commodity Futures Trading Commission (CFTC).
Delve deeper into the regulatory landscape, exploring crucial compliance requirements, the essentialities of fiduciary duty, and the impact of the JOBS Act and other significant laws. Grasp the essentials of Anti-Money Laundering (AML) and Know Your Customer (KYC) compliance, and learn how to navigate through the processes of sourcing and closing deals, conducting due diligence, and managing and exiting investments effectively.
"The Insider's Guide to Securities Law" offers practical insights, actionable strategies, and a detailed glossary of key terms, making the labyrinth of private equity and venture capital law accessible to both seasoned professionals and newcomers. Embark on a journey through the dynamic landscape of global finance with confidence and insight with this indispensable guide.
Duration - 3h 42m.
Author - Josh Luberisse.
Narrator - Digital Voice Michelle G.
Published Date - Monday, 20 January 2025.
Copyright - © 2023 Fortis Novum Mundum ©.
Location:
United States
Networks:
Josh Luberisse
Digital Voice Michelle G
Fortis Novum Mundum
English Audiobooks
Findaway Audiobooks
Description:
This audiobook is narrated by a digital voice. Navigate the intricate world of private equity and venture capital with "The Insider's Guide to Securities Law: Navigating the Intricacies of Public and Private Offerings." This comprehensive guidebook illuminates the complexities of the industry, serving as an essential resource for legal practitioners, investment professionals, and entrepreneurs alike. Venture into the fascinating domain of fund formation, understand the roles of limited and general partners, and uncover the strategic aspects of tax structuring. Get acquainted with the key regulatory authorities overseeing the industry, including the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the Commodity Futures Trading Commission (CFTC). Delve deeper into the regulatory landscape, exploring crucial compliance requirements, the essentialities of fiduciary duty, and the impact of the JOBS Act and other significant laws. Grasp the essentials of Anti-Money Laundering (AML) and Know Your Customer (KYC) compliance, and learn how to navigate through the processes of sourcing and closing deals, conducting due diligence, and managing and exiting investments effectively. "The Insider's Guide to Securities Law" offers practical insights, actionable strategies, and a detailed glossary of key terms, making the labyrinth of private equity and venture capital law accessible to both seasoned professionals and newcomers. Embark on a journey through the dynamic landscape of global finance with confidence and insight with this indispensable guide. Duration - 3h 42m. Author - Josh Luberisse. Narrator - Digital Voice Michelle G. Published Date - Monday, 20 January 2025. Copyright - © 2023 Fortis Novum Mundum ©.
Language:
English
DISCLOSURE
Duration:00:01:05
DISCLAIMER
Duration:00:03:09
Preface
Duration:00:03:21
Part I: Introduction to Private Equity and Venture Capital
Duration:00:00:06
Chapter 1: The World of Private Equity and Venture Capital
Duration:00:09:34
Part II: Fund Formation and Structuring
Duration:00:00:04
Chapter 2: Fund Formation Basics
Duration:00:11:43
Chapter 3: Tax Considerations
Duration:00:11:43
Part III: Regulatory Framework and Compliance
Duration:00:00:05
Chapter 4: Key US Regulatory Authorities
Duration:00:07:42
Chapter 5: Investment Advisers Act and the Advisers' Fiduciary Duty
Duration:00:14:50
Chapter 6: Securities Laws and Regulations
Duration:00:25:26
Chapter 7: Anti-Money Laundering (AML) and Know Your Customer (KYC) Compliance
Duration:00:07:18
Part IV: Fund Operations and Portfolio Management
Duration:00:00:05
Chapter 8: Deal Sourcing and Due Diligence
Duration:00:15:58
Chapter 9: Transaction Structuring and Execution
Duration:00:18:57
Chapter 10: Portfolio Management and Value Creation
Duration:00:17:41
Part V: Exits and Liquidity Events
Duration:00:00:04
Chapter 11: Exit Strategies and Liquidity Events
Duration:00:07:36
Chapter 12: Regulatory Aspects of Exits
Duration:00:12:24
Conclusion
Duration:00:02:58
Appendix: Glossary of Key Terms
Duration:00:02:34
Books By This Author
Duration:00:45:32
About The Author
Duration:00:02:08